Compliance focused on financial process integrity
Targeted compliance support
We advise organizations on compliance and integrity issues where risks are evolving and scrutiny is increasing, and the consequences of failure are significant. From fraud risk assessments to monitorships, we are engaged when experienced judgment, discretion, and a tailored approach are essential.
Risk-based approach
Work focused on the risks that matter most and the areas of greatest exposure.
Issue-specific examinations
Reviews designed to answer concrete questions about exposure, controls, and response options.
Practical recommendations
Recommendations framed for implementation, not merely documentation.
Monitorships and Special Projects
- Independent monitorship in response to regulatory requirement, including assessment, oversight, and validation of remediation efforts.
- Receivership support services
- Pre- and post-transaction examinations
- Advisory support in response to regulatory inquiries, auditor concerns, or identified internal control weaknesses
Compliance Examinations
- Independent assessments requested by boards, audit committees, or counsel
- Evaluation of financial reporting internal controls and related risks.
- Assessment of financial governance structures
- Recommendations for remediation of compliance exposure
Fraud and Corruption Risk Assessments
- Identification and assessment of fraud and corruption risks
- Evaluation of control environments and governance structures
- Risk mapping across business units, geographies, and third parties
- Prioritization of high-risk areas and remediation planning
Our Approach
Our work is focused and aligned with the specific risks at issue. We tailor each engagement to the circumstances, avoiding unnecessary scope while ensuring that key risks are thoroughly evaluated. We deliver clear, practical insights supported by rigorous analysis, enabling clients to address issues effectively and strengthen their control environments.
- Focused execution tied to the specific risks at issue
- Tailored scope that avoids unnecessary work while addressing key risks thoroughly
- Rigorous analysis designed to support practical and defensible outcomes
- Clear insights that help clients address issues effectively and strengthen controls
Deliverables
- Risk assessment findings and practical recommendations
- Targeted compliance review outputs
- Board, audit committee, and counsel presentations
- Support connected to investigations, disputes, and regulatory inquiries
Schedule a consultation
Expert witness and forensic accounting services for complex matters involving disputes, investigations, and compliance.